GERALD E. ARCHER, THOMAS S. CALLICUTT, LEIGH-ANN DODSON, JAMES HARPER, RONALD K. HARRIS, CHRISTIAN A. HICKS, THOMAS D. HOOKS, TAMARA LAWSON, MICHAEL E. THOMPSON, STEPHEN VAN AUSDALL, GALEN P. WARD, AND LISA WOOTEN-MARSHALL, Plaintiffs-Appellees v. ROCKINGHAM COUNTY, Defendant-Appellant
Case Details
- Citation
- 144 N.C. App. 550
- Judge(s)
- Judges WALKER and THOMAS concur.
- Procedural Posture — the stage the case had reached
- appeal
- State
- North Carolina
- Circuit
- 4th Circuit
Related Laws
No specific laws identified for this ruling.
Claim Types
Outcome
Court of Appeals affirmed the trial court's denial of the county's sovereign immunity defense and motion to dismiss, allowing twelve EMTs to proceed with their Fair Labor Standards Act wage claim against Rockingham County based on an implied employment contract.
Excerpt
GERALD E. ARCHER, THOMAS S. CALLICUTT, LEIGH-ANN DODSON, JAMES HARPER, RONALD K. HARRIS, CHRISTIAN A. HICKS, THOMAS D. HOOKS, TAMARA LAWSON, MICHAEL E. THOMPSON, STEPHEN VAN AUSDALL, GALEN P. WARD, AND LISA WOOTEN-MARSHALL, Plaintiffs-Appellees v. ROCKINGHAM COUNTY, Defendant-Appellant No. COA00-793 (Filed 3 July 2001) 1. Immunity— sovereign — availability to counties — federal statute Defendant county is accorded the State’s sovereign immunity as a general matter because the counties are recognizable units that collectively make up the State. The Fair Labor Standards Act was passed pursuant to Congress’ Article I powers and is not a proper vehicle by which Congress can alter North Carolina’s sovereign immunity; whether defendant county may assert sovereign immunity is a question of state law. 2. Immunity— sovereign — employment action by county employees Defendant County waived sovereign immunity by entering into an employment contract with plaintiff-EMTs even though the contract was implied and even though plaintiff alleged violations of the Fair Labor Standards Act (FLSA). Sovereign immunity is not a valid defense to suits arising from contract law and contracts may be express or implied. The statutory liquidated damages clause under the FLSA does not convert the contract action into a tort; liquidated damages can be found in a variety of everyday contracts. Appeal by defendant from order entered 4 April 2000 by Judge Melzer A. Morgan, Jr., in Rockingham County Superior Court. Heard in the Court of Appeals 16 May 2001. Smith, James, Rowlett & Cohen, L.L.P, by Margaret Rowlett and Stem & Klepfer, L.L.P., by Ronda L. Lowe, for plaintiff appellees. Womble Carlyle Sandridge & Rice, PLLC, by James R. Morgan, Jr., for defendant appellant. McCullough, Judge. Plaintiffs are twelve former and current emergency medical technicians (EMTs) who work in Rockingham County, North Carolina. Sometime in the mid-1980s, the County began paying the full-time EMTs according to the “fluctuating workweek pay plan.” This pay schedule is a recognized method of compensation under the federal Fair Labor and Standards Act of 1938 (FLSA) and is codified in 29 C.F.R. § 778.114 (2000). This compensation scheme assists employers in calculating an employee’s regular and overtime pay rates and operates in situations where an employee works a different number of hours from week to week. The fluctuating workweek pay plan provided the Rockingham County EMTs with a base salary for the first forty hours they worked each week. When necessary, overtime hours (those in excess of forty hours) were compensated at a rate of at least one-half the base salary amount. Shortly after implementation of the fluctuating workweek pay plan, Rockingham County Personnel Officer Ben Neal held meetings with the EMTs to explain the payment schedule to them and answer their questions. The Rockingham County Manager, Jerry Myers, also met with the employees to go over the pay plan. The EMTs were paid every two weeks, and the pay stubs and deposit slips reflected a base salary, plus any amount due for overtime hours worked. Plaintiffs filed a complaint on 18 December 1998, alleging that they were entitled to be paid a base salary and overtime pay at the rate of one and one-half times the regular rate of pay. They also alleged they were given compensatory time in lieu of overtime pay, but that the compensatory time was underpaid (less than one and one-half times their base salary). Plaintiffs also stated that defendant deprived them of an opportunity to choose between receiving overtime pay or compensatory time. Plaintiffs alleged damages in excess of $10,000.00; that figure was calculated based on the alleged un-deipayments, plaintiffs’ request for liquidated damages under 29 U.S.C. § 216, attorney’s fees, and costs. The parties engaged in prolonged discovery for several months. Plaintiffs filed a motion for summary judgment on 8 September 1999, and defendant filed its own motion for summary judgment on 1 March 2000. Defendant also filed a Rule 12(b)(6) motion to dismiss for failure to state a claim on 15 February 2000. In an order entered 4 April 2000, the trial court denied the cross-motions for summary judgment and also denied defendant’s motion to dismiss. Defendant appealed. Defendant County argues that the trial court should have granted its motion for summary judgment and its motion to dismiss because it is entitled to sovereign immunity, which shields it from plaintiffs’ lawsuit. Defendant also argues that state law controls the outcome of the case, such that the County enjoys sovereign immunity in the plaintiffs’ action for unpaid wages. While we agree that the County is entitled to the benefits of sovereign immunity as a general matter, we do not recognize it as a valid defense in this case because plaintiffs’ claim for unpaid wages arises in contract, and the County has waived any immunity it had by entering into an implied employment contract with the EMTs. Sovereign immunity “is firmly established in our law today, and by legislation has been recognized by the General Assembly as the public policy of the State.” Steelman v. City of New Bern, 279 N.C. 589, 594, 184 S.E.2d 239, 242 (1971). In general, sovereign immunity operates to grant the state, its counties, and its public officials an unqualified and absolute immunity from suits brought against them in their official capacity. Messick v. Catawba County, 110 N.C. App. 707, 714, 431 S.E.2d 489, 493, disc. review denied, 334 N.C. 621, 435 S.E.2d 336 (1993). Defendant argues that it is entitled to sovereign immunity because it is “a subordinate division of the state[.]” Smith v. Hefner, 235 N.C. 1, 6, 68 S.E.2d 783, 787 (1952). We agree. “It is well established that the State is immune from suit under the doctrine of sovereign immunity, until and unless it consents to be sued.” Slade v. Vernon, 110 N.C. App. 422, 426, 429 S.E.2d 744, 746 (1993). Defendant urges us to consider the County as an arm of the state so that it may receive the benefits of sovereign immunity. We agree that defendant County, along with ninety-nine other counties, make up the state and are, literally, the state itself. Our case law has long held the view that [c]ounties are of and constitute a part of the State government. A chief purpose of them is to establish its political organization, and effectuate the local civil administration of its powers and authority. They are in their general nature governmental — mere instrumentalities of government — and possess corporate powers adapted to its purposes. It is not their purpose to create civil liability on their part, and become answerable to individuals civilly or otherwise. Indeed, they are not, in a strict legal sense, municipal corporations, like towns and cities organized under charters or particular statutes, and invested with more of the functions of corporate existence, intended to serve, not so much the purposes of the State, as, subject to its general laws, the advantage of particular communities in particular localities in the promotion and regulation more or less of trade, commerce, industries, and the business transactions and relations in some respects of the people residing or going there collectively and severally — their purposes are more general, and partake more largely of the purpose and powers of government proper. Manuel v. Comrs., 98 N.C. 9, 10-11, 3 S.E. 829, 829 (1887). Simply stated, “[c]ounties are creatures of the General Assembly and constituent parts of the State government.” Harris v. Board of Commissioners, 274 N.C. 343, 346, 163 S.E.2d 387, 390 (1968). The word “constituent” means “serving to form, compose, or make up a unit or whole.” Webster’s Third New International Dictionary 486 (1971). The counties are recognizable units that collectively make up our state, and are thus entitled to sovereign immunity under North Carolina law. North Carolina has consistently exercised sovereign immunity in favor of its counties. See White v. Commissioners, 90 N.C. 437, 439-40 (1884) (stating that the counties’ purpose is not to be civilly liable, since they are “political agencies and organizations intended to aid in the general administration of the state government”). Counties cannot be sued unless a particular statute grants a right of action against them. See Prichard v. Commissioners, 126 N.C. 908, 912, 36 S.E. 353, 355 (1900) (stating that counties are “instrumentalities of [state] government . . . and they are not liable for damages in the absence of statutory provisions giving a right of action against them”). Plaintiffs correctly point out that the federal court system, as well as some other states, treat counties as something other than constituent parts of the state. Plaintiffs rely heavily on federal case law for the proposition that counties are lesser entities which do not enjoy sovereign immunity. However, we agree with defendant County’s position that Congress cannot abrogate or waive the sovereign immunity of a state subdivision when it is being sued in a private suit for damages, as is the case here. See U.S. Const, art. I; and Alden v. Maine, 527 U.S. 706, 144 L. Ed. 2d 636 (1999). Each state retains “ ‘a residuary and inviolable sovereignty’ ” that cannot be impugned by the federal government. See Alden, 527 U.S. at 715, 144 L. Ed. 2d at 653 (quoting The Federalist No. 39, at 245). Because the federal government cannot abrogate state sovereign immunity, this case is decided under state law, and plaintiffs’ authority is not binding upon this Court. We hold that the determination of whether Rockingham County is entitled to the state’s sovereign immunity is a question of state law. In that vein, we recognize that the States have wide authority to set up their state and local governments as they wish. Understandably, then, the importance of counties and the nature of county government have varied historically from region to region, and from State to State. McMillian v. Monroe County, Alabama, 520 U.S. 781, 795, 138 L. Ed. 2d 1, 13 (1997). Each state has the right to decide how to politically organize itself and may grant sovereign immunity to the constituent parts of its choosing. North Carolina has chosen to cloak its counties with the protection of sovereign immunity; we decline to take away Rockingham County’s sovereign immunity based on the state’s organizational decision. We therefore accord Rockingham County the state’s sovereign immunity as a general matter. Having determined that the County is entitled to claim the State’s sovereign immunity as a general matter, we must now decide whether sovereign immunity is a valid defense in the present situation. This, in turn, depends on whether the plaintiffs’ lawsuit arises in tort or contract. While sovereign immunity remains a viable defense in tort actions, it is not a valid defense in suits arising from contract law. “Our Supreme Court abolished sovereign immunity in contract actions in 1976.” Herring v. Winston-Salem/Forsyth County Bd. of Educ., 137 N.C. App. 680, 681 n.1, 529 S.E.2d 458, 460 n.1, disc. review denied, 352 N.C. 673, 545 S.E.2d 423 (2000). The Herring decision relied upon our Supreme Court’s ruling in Smith v. State, 289 N.C. 303, 222 S.E.2d 412 (1976). In Smith, a doctor sued the State for unpaid wages after he was discharged from his position as superintendent of a state mental hospital. Id. at 307, 222 S.E.2d at 416. The Court found that, because the doctor worked for the State, a valid contract “ ‘which [had] mutuality of obligation and remedy between the parties to it’ ” existed between the two. Id. at 316, 222 S.E.2d at 421 (quoting George & Lynch, Inc. v. State, 57 Del. 158, 162, 197 A.2d 734, 736 (1964)). Moreover, by entering into a valid contract, the Court found that the State had implicitly consented to being sued and sovereign immunity was not a valid defense. In reaching this decision, the Court noted that “[o]n the state level many courts have judicially abolished the doctrine of sovereign immunity as it applies to contract actions by holding that the state impliedly waives its sovereign immunity whenever it enters into a contract.” Id. at 313, 222 S.E.2d at 419. The Smith Court went on to meticulously review decisions from thirteen sister states which abolished sovereign immunity in contract cases. Id. at 313-14, 222 S.E.2d at 419-20. The Court then explained [f]rom the foregoing cases we see that the courts which have held a state implicitly consents to be sued upon any valid contract into which it enters were moved by the following considerations: (1) To deny the party who has performed his obligation under a contract the right to sue the state when it defaults is to take his property without compensation and thus to deny him due process; (2) To hold that the state may arbitrarily avoid its obligation under a contract after having induced the other party to change his position or to expend time and money in the performance of his obligations, or in preparing to perform them, would be judicial sanction of the highest type of governmental tyranny; (3) To attribute to the General Assembly the intent to retain to the state the right, should expedience seem to make it desirable, to breach its obligation at the expense of its citizens imputes to that body “bad faith and shoddiness” foreign to a democratic government; (4) A citizen’s petition to the legislature for relief from the state’s breach of contract is an unsatisfactory and frequently a totally inadequate remedy for an injured party; and (5) The courts are a proper forum in which claims against the state may be presented and decided upon known principles. We too are moved by the foregoing considerations. We hold, therefore, that whenever the State of North Carolina, through its authorized officers and agencies, enters into a valid contract, the State implicitly consents to be sued for damages on the contract . in the event it breaches the contract. Thus, in this case, and in causes of action on contract arising after the filing date of this opinion, 2 March 1976, the doctrine of sovereign immunity will not be a defense to the State. The State will occupy the same position as any other litigant. . . . * * * * The legislature has already consented to be sued in many important contractual situations. For example,... G.S. § 153A-11 (1974) and G.S. § 160-11 (Supp. 1975) provide that counties and cities may contract and be contracted with and that they may sue and be sued. The General Assembly having consented to contract suits in these areas, we can perceive no sound reason why the doctrine of sovereign immunity should be a defense to any action for the breach of a duly authorized State contract. Id. at 320-21, 222 S.E.2d at 423-24. See also Hubbard v. County of Cumberland, 143 N.C. App. 149, 544 S.E.2d 587 (2001) (applying Smith where law enforcement officers sued the County over a longevity pay plan, and concluding that sovereign immunity was not a defense in personnel actions, which were contractual in nature). “[T]he existence of the relation of employer and employee ... is essentially contractual in its nature, and is to be determined by the rules governing the establishment of contracts, express or implied.” Hollowell v. Department of Conservation and Development, 206 N.C. 206, 208, 173 S.E. 603, 604 (1934). Guided by this principle, as well as the reasoning in Smith, we hold that the County may not assert the defense of sovereign immunity in this case, even though plaintiff alleges the county has violated the FLSA. We agree with plaintiffs’ assertion that the employment arrangement between the County and plaintiffs was contractual in nature, although the contract was implied. Employment contracts may be express or implied. An implied contract refers to an actual contract inferred from the circumstances, conduct, acts or relations of the parties, showing a tacit understanding. See 3 Arthur L. Corbin, Corbin on Contracts § 564 (1964 & Supp. 2000) and United States v. Maryland Casualty Co., 64 F.Supp. 522 (S.D.Cal. 1946). We do not limit Smith to written contracts; its reasoning is equally sound when applied to implied oral contracts. The fact that there was a pay plan in place for employees such as the plaintiffs indicates that there was some agreement between them and the County, and an implied oral contract for services existed. The issue of whether or not the County’s pay plan complies with the FLSA is not before us. Plaintiffs can challenge the pay plan on this basis because it is in the nature of a contractual obligation. Defendant attempts to argue that plaintiffs’ reference to 29 U.S.C. § 216, the statutory liquidated damages clause under which plaintiffs request recovery, makes the case a tort action rather than a contract action. We do not agree. The statutory liquidated damages clause is a contract provision that can be found in a variety of everyday contracts. Its presence does not convert plaintiffs’ contract action into a tort. See 5 Arthur L. Corbin, Corbin on Contracts § 1057 (1964 & Supp. 2000) (explaining that liquidated damages clauses which are reasonable in amount are enforceable as part of a contract and are not seen as penalty clauses). Finally, we wish to make clear that we are not now concerned with the merits of plaintiffs’ contract action. Whether the fluctuating workweek pay plan was properly followed by defendant and whether plaintiffs are ultimately entitled to relief are questions not properly before us. As the similarly situated Smith Court stated, “We have no knowledge, opinion, or notion as to what the true facts are. These must be established at the trial. Today we decide only that plaintifffs] [are] not to be denied [their] day in court because [their] contract was with the State [subdivision].” Smith, 289 N.C. at 322, 222 S.E.2d at 424. We therefore conclude that Rockingham County is generally entitled to the defense of sovereign immunity because it is a constituent part of the state. We further hold that the County waived the protection of sovereign immunity by entering into an employment contract with plaintiffs, such that plaintiffs have presented a proper cause of action. The trial court’s dismissal of the cross motions for summary judgment and dismissal of defendant’s motion to dismiss are Affirmed. Judges WALKER and THOMAS concur. . In addition to statutory provisions which grant a right of action against a county, a county may also choose to waive its sovereign immunity by purchasing liability insurance pursuant to N.C. Gen. Stat. § 153A-435(a) (1999). However, defendant maintains that it has not waived its sovereign immunity, and plaintiffs have alleged no such waiver. See Hare v. Butler, 99 N.C. App. 693, 394 S.E.2d 231, disc. review denied, 327 N.C. 634, 399 S.E.2d 121 (1990) (explaining the significance of a waiver of sovereign immunity). Defendant also presented the affidavit of Rockingham County Manager Jerry Myers, which clearly stated that the County had not purchased liability insurance for claims brought under the FLSA; “[i]n other words, the County has no insurance (as that term is used in G.S. § 153A-435) covering the claims brought by the plaintiffs in this lawsuit.” . Congress may alter a state’s sovereign immunity in situations where Congress acts under a law passed via the Fourteenth Amendment, because the Fourteenth Amendment gives Congress power “to enforce, by appropriate legislation, the provisions of this article.” U.S. Const, amend. XTV, § 5. Congress cannot alter a state’s sovereign immunity by using a law passed under its Article I powers. See Florida Prepaid v. College Sav., 527 U.S. 627, 635-36, 144 L. Ed. 2d 575, 585-86 (1999) and Seminole Tribe of Florida v. Florida, 517 U.S. 44, 72-73, 134 L. Ed. 2d 252, 276-77 (1996). As the FLSA was passed pursuant to Congress’ Article I powers, it is not a proper vehicle by which Congress can alter North Caroli
Similar Rulings
KYLE R. PASCHAL, Plaintiff v. JERRY D. MYERS, Personally and in his Official Capacity as County Manager of Rockingham County, North Carolina; W. WAYNE GARRISON, Personally and in his Official Capacity as Director of Rockingham County Emergency Medical Services; and ROCKINGHAM COUNTY, a Political Subdivision of the State of North Carolina, Defendants No. COA97-193 (Filed 17 March 1998) 1. Labor and Employment § 54 (NCI4th)— employee handbook — personnel policies — adoption as ordinance — not part of employment contract A county’s personnel policies set forth in its employee handbook did not become a part of a former EMS employee’s contract of employment because the county commissioners had adopted the personnel policies as an ordinance. 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Morgan, Jr. in Rockingham County Superior Court. Heard in the Court of Appeals 8 October 1997. Puryear and Lingle, P.L.L.C., by David B. Puryear, Jr., for plaintiff-appellant. Womble Carlyle Sandridge & Rice, a Professional Limited Liability Company, by James R. Morgan, Jr., for defendants-appellees. TIMMONS-GOODSON, Judge. Plaintiff Kyle R. Paschal filed this wrongful termination action on 22 November 1995 against defendants Jerry D. Myers, W. Wayne Garrison, and Rockingham County. In his complaint, plaintiff alleged that he had been terminated from permanent employment with defendant County in violation of his contractual and statutory rights not to be discharged except for adequate cause, in violation of the procedural rights accorded him by the Rockingham County personnel ordinance, in violation of the state personnel records privacy law, and in violation of his due process rights under the Law of the Land Clause of the North Carolina Constitution. Defendants filed their answer on 26 December 1995, denying the material allegations of plaintiff’s complaint, and asserting affirmative defenses including governmental and official immunity, failure to exhaust administrative remedies, and failure to mitigate damages. Thereafter, on 12 September 1996, defendants filed a motion for summary judgment. This motion was heard by Judge Melzer A. Morgan, Jr. during the 11 October 1996 civil session of Rockingham County Superior Court. The evidence tends to show that plaintiff had been employed by defendant County with its Emergency Medical Service (hereinafter “EMS”) as an emergency medical technician-paramedic since August 1992. In June 1993, plaintiff became a full-time, non-probationary employee of defendant County. At all times during plaintiffs employment, defendant County had an established employment policy, which had been enacted as an ordinance of Rockingham County. On 20 May 1995, plaintiff fractured the little finger on his right hand. On 22 May 1995, plaintiff completed a North Carolina Industrial Commission Form 19 (hereinafter “I.C. Form 19”), indicating that he had been injured during and in the course of employment. This form was submitted to an EMS officer on or about 1 June 1995. Upon receiving a copy of this form, plaintiff’s immediate supervisor, Lisa King, asked EMS Training Officer, Phyllis Paschall, to investigate plaintiffs statement that he had been injured during and in the course of employment. King told Paschall that plaintiff had previously indicated that he had hurt his finger while vacuuming, but had told other EMS employees that he had injured his finger during and in the course of employment, in accordance with the statement on the I.C. Form 19 injury report. Plaintiff met with Paschall and King on 1 June 1995, and was suspended from employment pending investigation of King’s allegations that plaintiff had falsified the I.C. Form 19 injury report. Subsequently, Paschall took the statements of several of plaintiff’s coworkers, who confirmed King’s version of the cause of plaintiff’s injury. These witnesses stated that they had heard plaintiff tell King, during a telephone conversation, that he had injured his finger while vacuuming. Paschall also listened to a C-Comm tape of plaintiff’s telephone calls on the evening of 20 May 1995, during which plaintiff discussed the cause of his injury. As a result of the information obtained during her investigation, on 5 June 1995, Paschall executed a written notice of termination discharging plaintiff from employment. The reasons for termination stated therein included falsification of a county record for profit, and discourteous treatment of another county employee. Plaintiff has at all times denied telling King that he had injured himself while vacuuming. Moreover, plaintiff contends that he never had notice of any problems with his job performance, specifically, in reference to discourteous treatment of another county employee before termination. On 13 June 1995, plaintiff submitted a written request for review of his termination to the Director of Rockingham County EMS, defendant W. Wayne Garrison. Defendant Garrison held a conference on this matter on 8 August 1995. Upon review of the evidence utilized by Paschall in making her decision, defendant Garrison issued a ruling on 14 August 1995, upholding plaintiff’s dismissal for the reasons stated in Paschall’s 5 June 1995 notice of termination. Defendant Garrison concluded that dismissal was proper because plaintiffs alleged misrepresentation of the cause of his finger injury indicated that plaintiff “may lie about giving medicine.” Thereafter, plaintiff requested a hearing before defendant Jerry D. Myers, Rockingham County Manager. Defendant Myers conducted a full, evidentiary hearing in this matter on 3 October 1995, and, on 27 October 1995, issued a ruling upholding plaintiffs termination. Therein, defendant Myers found that plaintiff had injured his finger on 20 May 1995 during a violent altercation with a guest of the department, Amanda West, resulting in their both having to receive medical treatment; that this altercation led to plaintiffs injury; and that plaintiff made a conscious effort to mislead his supervisors as to the cause of his injury. After reviewing all of the evidence before him, Judge Morgan entered an order granting defendants’ motion for summary judgment. Plaintiff appeals. Plaintiff brings forth but one assignment of error on appeal, by which he argues that the trial court erred in granting defendants’ motion for summary judgment. For the reasons discussed herein, we cannot agree, and accordingly, affirm the decision of the trial court. Summary judgment is properly granted if, viewing the evidence in the light most favorable to the non-movant, there is no genuine issue of material fact, and any party is entitled to judgment as a matter of law. N.C.R. Civ. P. 56. The moving party bears the burden of showing a lack of issue of triable fact, and may meet this burden by showing the non-moving party cannot prove the existence of an essential element of his claim or cannot surmount an affirmative defense which would bar the claim. Messick v. Catawba County, 110 N.C. App. 707, 712, 431 S.E.2d 489, 492-93 (citing Roumillat v. Simplistic Enterprises, Inc., 331 N.C. 57, 62-63, 414 S.E.2d 339, 342 (1992)), disc. review denied, 334 N.C. 621, 435 S.E.2d 336 (1993). I. Breach of Contract Claim First, plaintiff contends that his contract of employment was governed by the County’s personnel policies included in its Employee Handbook. As those policies were properly a part of plaintiffs contract of employment, plaintiff asserts that there are disputed issues of fact as to whether defendants carried out his suspension and dismissal in breach of his contract of employment. Irrefutably, North Carolina caselaw mandates that in the absence of an employment contract for a definite period, the employment is presumed to be “at will,” terminable at the will of either employer or employee. Soles v. City of Raleigh Civil Service Comm., 345 N.C. 443, 446, 480 S.E.2d 685, 687, reh’g denied, 345 N.C. 761, 485 S.E.2d 299 (1997). Our Supreme Court has recognized two exceptions to the terminable-at-will doctrine: (1) “where plaintiff-employee is assured that he cannot be fired except for incompetence and ‘where the employee gives some special consideration in addition to his services,’ ” Howell v. Town of Carolina Beach, 106 N.C. App. 410, 416, 417 S.E.2d 277, 280 (1992) (quoting Sides v. Duke University, 74 N.C. App. 331, 345, 328 S.E.2d 818, 828, disc. review denied, 314 N.C. 331, 333 S.E.2d 490, and disc. review denied, 314 N.C. 331, 335 S.E.2d 13 (1985)) (alteration in original); and (2) “where an employment contract is terminated ‘for an unlawful reason or purpose that contravenes public policy.’ ” Id. at 416, 417 S.E.2d at 281 (quoting Coman v. Thomas Co., 325 N.C. 172, 175, 381 S.E.2d 445, 447 (1989)). Additionally, “in some circumstances employee manuals setting forth reasons and procedures for termination may become part of the employment contract even where an express contract is nonexistent,” so as to negate the terminable-at-will doctrine. Salt v. Applied Analytical, Inc., 104 N.C. App. 652, 655, 412 S.E.2d 97, 99 (1991) (citing Walker v. Westinghouse Electric Corp., 77 N.C. App. 253, 335 S.E.2d 79 (1985), disc. review denied, 315 N.C. 597, 341 S.E.2d 39 (1986)), cert. denied, 331 N.C. 119, 415 S.E.2d 200 (1992). Notably, however, “ ‘unilaterally promulgated employment manuals or policies do not become [a] part of the employment contract, unless expressly included [therein].’ ” Howell, 106 N.C. App. at 414, 417 S.E.2d at 279 (quoting Walker, 77 N.C. App. at 259, 335 S.E.2d at 83-84). In the instant case, plaintiff was a non-probationary, permanent employee for an indefinite term, i.e., an at-will employee. Further, plaintiff’s case does not come within any of the public policy exceptions to the terminable-at-will doctrine. Plaintiff has not presented any evidence to show that the County’s Employee Handbook was given to him at the time of his employment, that he had to sign indicating its receipt and his understanding of the Handbook’s contents, or any other evidence that the Handbook’s personnel policies had been made a part of his employment contract. Plaintiff maintains, however, the mere fact that the Rockingham County Board of County Commissioners had adopted, as an ordinance, the County’s personnel policies contained in the Handbook demands that the Handbook’s personnel policies were a part of his contract. This argument is unpersuasive. This Court in Howell, 106 N.C. App. 410, 417 S.E.2d 277, was presented with similar circumstances, where the Town Council of Carolina Beach had adopted and issued a “Personnel Policies and Procedures Manual (pursuant to section 160A-164 of the North Carolina General Statutes).” In that case, this Court declined to hold that the mere adoption of the Town’s personnel policies as an ordinance would necessitate the conclusion that the policies had been included in the plaintiff’s employment contract. Id. In accordance with Howell, we decline to hold that mere adoption of Rockingham County’s Employee Handbook’s personnel policies as an ordinance, makes those personnel policies a part of plaintiff’s employment contract. As plaintiff has failed to show that the Handbook’s personnel policies were expressly included in his employment contract, summary judgment was properly granted on plaintiff’s breach of contract claim. II. Due Process Claim Plaintiff also contends that there are issues of fact as to whether defendants denied him due process of law by failing to adequately and fairly notify him prior to his termination and post-termination appeals of the evidence, which was the alleged basis for his suspension and dismissal, and by rendering decisions which were arbitrary and capricious. While defendants contend otherwise, plaintiff has sufficiently shown that an enforceable property interest in continued employment was “created by ordinance,” in this case. See Burwell v. Griffin, 67 N.C. App. 198, 209, 312 S.E.2d 917, 924 (quoting Bishop v. Wood, 426 U.S. 341, 344-45, 48 L. Ed. 2d 684, 690 (1976)), appeal dismissed and disc. review denied, 311 N.C. 303, 317 S.E.2d 678 (1984). Herein, the Employee Handbook, which was also a town ordinance, created the reasonable expectation of continued employment within the meaning of the Due Process Clause. See Howell, 106 N.C. App. at 417, 417 S.E.2d at 281 (comparing the Town of Carolina Beach’s ordinance to the rights given State employees pursuant to N.C. Gen. Stat. § 126-35 (1991), which has been held to create a reasonable expectation of employment and a property interest within the meaning of the Due Process Clause). We must, therefore, decide whether plaintiff received the process he was due. In order to facilitate discussion of this question, however, we must first address the capacities in which the defendants are being sued. We note that while the caption of the complaint alleges that plaintiff is suing defendants Garrison and Myers in their individual and official capacities, the complaint fails to assert any allegations that show that these defendants were acting in any manner other than their official capacities. Moreover, the general rule is that “a ‘public official’ is immune from personal liability for ‘mere negligence’ in the performance of those duties, but he is not shielded from liability if his alleged actions were ‘corrupt or malicious’ or if ‘he acted outside and beyond the scope of his duties.’ ” Wiggins v. City of Monroe, 73 N.C. App. 44, 49, 326 S.E.2d 39, 43 (1985) (citations omitted), quoted in Thompson Cadillac-Oldsmobile, Inc. v. Silk Hope Automobile, Inc., 87 N.C. App. 467, 469, 361 S.E.2d 418, 420 (1987), disc. rev. denied, 321 N.C. 480, 364 S.E.2d 672 (1988). The facts fail to show any actions of the magnitude to pierce the cloak of official immunity, so as to allow defendants Myers and Garrison to be sued in their individual capacities. We conclude, then, that defendants Myers and Garrison may only be sued in their official capacities, as Rockingham County Manager and Director of Rockingham County EMS, respectively. The County, of course, may be derivatively liable for the actions of defendants Myers and Garrison if they have waived immunity from suit. See N.C. Gen. Stat. § 153A-435 (1991). A. Pre-termination Due Process In Cleveland Bd. of Educ. v. Loudermill, the United States Supreme Court determined that the Due Process Clause requires “ ‘an individual be given an opportunity for a hearing before he is deprived of any significant property interest.’ ” 470 U.S. 532, 542, 84 L. Ed. 2d 494, 503-04 (1985) (citation omitted) (emphasis omitted). The employee must have a pre-termination opportunity to respond to the allegations against him. This pre-termination opportunity to respond is “ ‘an initial check against mistaken decisions — essentially, a determination of whether there are reasonable grounds to believe that the charges against the employee are true and support the proposed action.’ ” Leiphart v. N.C. School of the Arts, 80 N.C. App. 339, 349, 342 S.E.2d 914, 922 (quoting Loudermill, 470 U.S. at 545-46, 84 L. Ed. 2d at 506), cert. denied, 318 N.C. 507, 349 S.E.2d 862 (1986). The employer must also provide the employee with “oral or written notice of the charges against him, an explanation of the employer’s evidence, and an opportunity to present his side of the story.” Loudermill, 470 U.S. at 546, 84 L. Ed. 2d at 506. This evidence need not include all evidence on a charge, or even the documentary evidence in support thereof; rather, due process only requires that a descriptive explanation be given the employee so as to permit him to identify that conduct giving rise to the dismissal so that the employee may make a response. Linton v. Frederick County Bd. of County Com’rs, 964 F.2d 1436, 1440 (4th Cir. 1992). In this case, on 1 June 1995, plaintiff met with Lisa King, his supervisor, and EMS Training Officer, Phyllis Paschall. At this time, Paschall gave plaintiff a copy of King’s letter to Paschall, indicating that plaintiff had told King that he broke his finger while vacuuming, but had stated on his I.C. Form 19 injury report that he had broken his finger during and in the course of employment. Plaintiff denied these allegations. Plaintiff was informed that he had the opportunity to make a written statement, explaining his side of the story. Finally, Paschall gave plaintiff a short memorandum informing him that he was being suspended for three days, pending investigation of King’s allegations, and instructing him to report to Paschall on 5 June 1995 for further discussion and action. At plaintiff’s 5 June 1995 meeting with King and Paschall, the three listened to a C-Comm tape of plaintiff’s telephone calls on the night that plaintiff hurt his finger. While King and Paschall believed that the C-Comm
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